About Us

Sentient Impact Group is leading the next wave of impact with high-performing portfolios shaping today and changing tomorrow. We invest in the people, technology and ideas that propel us towards sustainability, equality and hope…. a future where energy is 100% renewable, affordable and universally accessible;  where our buildings, towns and cities can be sustainable; and where vibrant businesses can grow while regenerating the earth and contributing to our society.

We believe that financial capital is a form of energy that when used appropriately can support human flourishing while living in harmony with the natural world.

Sentient Impact Group is at the forefront of impact investing; partnering with institutions, organisations and high-wealth family offices to unlock the power of capital.

 Our community of investors has funded solar farms, green buildings, and the start-up years of mission driven businesses. As impact investors, we aim for financial returns alongside intentional environment and social benefits that we manage towards and measure.

We help large and small organisations to invest in line with their values, and we support them to move further towards positive impact. 

We are rewriting the story of capital.

About the role

The Risk & Compliance Manager will work hand in hand with the Chief Operating Officer, Executive Management and Board, leading the risk management and compliance matters and agenda across the business and ensure a risk-based compliance culture is embedded in the business with and impact overlay.

The main activities of the role include:

• Define and manage the risk management framework for Sentient, including identification of key risk areas as well as definition of required mitigants and controls; manage the impact risk assessment framework

• Manage the business’s compliance program and policies, including Code of Conduct, conflicts of interest, delegation authorities, complaints handling process, staff trading, privacy and IT security policies

• Provide risk and compliance assessment on due diligence and approvals for new transactions, products or funds (Investment Process)

• Manage the ongoing and monitor any new regulatory obligations for Sentient, including requirements for the operation of the physical assets such as solar farms

• Review and manage vendor and outsourcing due diligence and vendor risks

• Manage the business’s AML/CTF Program and monitor compliance with requirements

• Conduct regular Compliance assessments for the Group’s Corporate Authorised Representatives

• Implement and update the business’s Business Continuity plan

• Managing the Risk & Compliance Committee agenda and content

• Provide other ad hoc governance, risk and compliance services as required

• Act as an escalation point for the business to raise issues or concerns 

Our Ideal Candidate

• Bachelor’s or higher degree in law, finance, business, accounting or other relevant busines qualification;

• Extensive experience in risk management and/or compliance within the financial services industry, ideally in asset management or wealth management;

• Comprehensive understanding of relevant regulatory requirements, with focus on requirements for AFSL Holders

• Solid understanding of compliance policies and procedures as well as monitoring of implementation of such

• Ability to research and understand complex legislative requirements;

• Experience in Senior Stakeholder Management and ability to develop rapport with a range of stakeholders, including preparing decision-making material and presenting to Executive Committees, Investment Committees and Boards

• Exceptional interpersonal, written, and verbal communication; be adaptable and able to think laterally; have strong attention to detail; be a team player; be self-motivated;

• Skilled in data analysis, demonstrated proficiency with excel;

• Demonstrated resourcefulness in setting priorities, creating efficiencies, and managing multiple stakeholders;

• Willing to take ownership and lead risk & compliance to safeguard Sentient’s business and team

• Strong desire and interest in working in the impact investment space